@inbook{10.7249/tr556ussec.4, ISBN = {9780833044037}, URL = {http://www.jstor.org/stable/10.7249/tr556ussec.4}, author = {the United States Securities and Exchange Commission}, bookauthor = {Angela A. Hung and Noreen Clancy and Jeff Dominitz and Eric Talley and Claude Berrebi and Farrukh Suvankulov}, booktitle = {Investor and Industry Perspectives on Investment Advisers and Broker-Dealers}, edition = {1}, pages = {ix--x}, publisher = {RAND Corporation}, title = {Figures}, year = {2008} }